For new SEBI Research Analyst registration applicants, we offer a turn-key registration service. Our team can guide you through the registration process and requirements in detail, and assist in preparing your registration application.
For Registered Research Analysts (RA), if managing the compliance of your firm is taking up too much time, causing confusion, or you need expert advice — we can help. We assist RA (individuals and body corporates) in complying with SEBI regulations. While understanding your compliance challenges, we design a customized compliance program that gives you the tools you need to stay compliant.
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SEBI (Research Analysts) Regulations, 2014 require any person who prepares or publishes research reports or research analyses for distribution to subscribe to research reports to be registered with SEBI as a Research Analyst. RAs can be individuals or body corporates. The registration involves meeting eligibility criteria, preparing documentation, and submitting the application through the SEBI portal. Post-registration, RAs must comply with ongoing obligations including disclosures, record-keeping, and adherence to the code of conduct. We assist with the complete registration journey and ongoing compliance.
End-to-end support for Research Analyst registration and compliance.
Preparation and submission of SEBI RA registration application.
Ongoing compliance with SEBI RA regulations and code of conduct.
SEBI annual compliance audit and gap assessment.
Dedicated compliance retainer for periodic support.
Advisory on business structure, policies, and best practices.
Explore our other SEBI registration and compliance services.
Common questions about Research Analyst registration and compliance.
Any person who prepares or publishes research reports or research analyses for distribution to subscribe to research reports must be registered with SEBI as a Research Analyst, unless exempt. This includes individuals and body corporates.
RIA (Investment Adviser) provides personalized investment advice for a fee. RA (Research Analyst) prepares and publishes research reports. The regulations and compliance requirements differ. We assist with both registrations.
Yes. We offer compliance retainer support, annual compliance audit, and ad-hoc advisory to help RAs meet SEBI obligations including disclosures, record-keeping, and code of conduct compliance.